A201 – Substantial Completion Process for Construction

Understanding the process for Substantial Completion based on the AIA A201

So I recently passed my CE exam, and as part of my studying for it, I actually created a list of what has to take place in Substantial Completion. This list was based off of reading the A201 – General Conditions of Contract, and really trying to understand the progression of each action.

A good document to help you understand this concept further is the G704 – Certificate of Substantial Completion itself. Here’s a video from the AIA on how to fill one out:

So after I created my list, I thought, “This would be really great to have in the form of an infographic.”, so I decided to share this with you all. I highly recommend that you read the A201 yourself, try out some practice questions for it, and listen to the lectures for it as well for a deeper understanding. Lectures on the A201 General Conditions of Contract are provided from Michael Hanahan, Young Architect Academy Contracts Course, and Pluralsight Project Management Course, so it’s really up to you which platform works best.

Substantial Completion Infographic

Thanks for reading and feel free to check out my One-Page Study Guides for both the Project Management and Practice Management ARE 5.0 Exams(both free) at my Store. I would really appreciate it if you leave me a review, and let me know what you think. If I get more than 10 reviews for both products, I’ll be creating a One-Page Study Guide for ARE 5.0 Construction & Evaluation as well.

Did you find the graphic helpful, or do you remember the difference between substantial completion and final completion in a different way? Let me know in the comments!

Mini Quiz: A201

A 4 question quiz on the General Conditions of the Contract for Construction. The answers are provided after the questions. The A201 contract is available as a free download from the AIA website, and I’m currently studying it in preparation for my upcoming Project Management (PjM) and Construction & Evaluation (CE) Exam. It is listed within the ARE 5.0 Reference Matrix as a study material for PjM. Good luck studying, and if you have any questions, let me know in the comments!

Question 01

When does the Owner not have to share information about their financial arrangements for the Work?

  • Prior to the commencement of the work
  • When the Owner fails to make payments as per the contract documents
  • When a change in the work materially changes the contract sum
  • When the Architect issues a Certificate for Payment

Question 02

A Modification is all of the following, except for a: (Choose 1)

  • Construction Change Directive
  • Written Order for a minor change in work issued by the Owner
  • Change Order
  • Written Amendment to the Contract signed by both parties

Question 03

The Contractor shall immediately suspend any operations if they encounter the following conditions, except for:

(Choose 1)

  • Wetlands
  • Archaeological Sites
  • Burial Markers
  • Contract Documents in violation of applicable laws

Question 04

Select all items provided and paid for by the Contractor:

  • Sales Tax
  • Approvals for Occupancy
  • Temporary facilities not incorporated in the work
  • Utilities
  • Equipment and Machinery
  • Transportation

Question 01

When does the Owner not have to share information about their financial arrangements for the Work?

Correct Answers

  • When the Architect issues a Certificate for Payment

Incorrect Answers

Prior to the commencement of the work – Article 2.2.1 Prior to commencement of work and upon written request of the contractor, the owner shall furnish to the contractor evidence that the owner has made financial arrangements

When the Owner fails to make payments as per the contract documents & When a change in the work materially changes the contract sum – See Article 2.2.2

Question 02

A Modification is all of the following, except for a: (Choose 1)

Correct Answer

  • Written Order for a minor change in work issued by the Owner – Owners do not issue minor changes in work, those are issue by the Architect

Incorrect Answers

Construction Change Directive, Change Order, and a Written Amendment to the Contract signed by both parties: are all listed under Article 1.1.1 as Modifications.

Question 03

The Contractor shall immediately suspend any operations if they encounter the following conditions, except for:

Correct Answer

  • contract documents in violation of applicable laws – Article 3.2.3 The Contractor is not required to suspend work upon discovery of a nonconformity of the Contract Documents, only required to promptly report to the Architect

Incorrect Answers

According to Article 3.7.5 if the COntractor discovers any of these conditions, they shall immediately suspend operations:

  • Wetlands
  • Archaeological sites
  • Burial markers

Question 04

Select all items provided and paid for by the Contractor:

Correct Answer

  • Sales Tax – Article 3.6 Taxes
  • Temporary facilities not incorporated in the work – Article 3.4.1
  • Utilities – Article 3.4.1
  • Equipment and Machinery – Article 3.4.1
  • Transportation – Article 3.4.1

Incorrect Answers

All other items are to be provided by the Contractor.

  • Approvals for Occupancy – Provided by the owner as per Article 2.3.1

Thanks for taking part in my quiz, let me know how you did in the comments! You can also check out my mini quiz for C401 or check out my reviews for other practice exam providers.